• Virtual Conference Panel: Join our staff and industry experts as they discuss effective controls and tools their firms have put into place to monitor and address #cybersecurity risks. Our panels are open to everyone. Watch here ? Link https://t.co/9JX5RZEnRv
    FINRA Wed 08 Jul 2020 16:45
  • Time can be a young person's most valuable asset. Need proof? Here's a look at what can happen if you start saving for #retirement at age 22 vs 30 ? Link https://t.co/KTDwO4gjwp
    FINRA Wed 08 Jul 2020 14:40

    You've probably heard them all, right? When you're young, it can often seem annoying or preachy. But when it comes to investing, the value of time is one thing you don't want to disregard.

    Young investors may not be able to save large amounts of money, but they have one very important asset on their side: time. If used to its best advantage, time is a powerful wealth-building asset in its own right. Read on to see what a difference time can make

  • #ICYMI: Our 2019 Annual Financial Report is now available. Our annual report describes our finances and operations over the prior year. Learn more ?? Link https://t.co/0yDDYpfrBF
    FINRA Wed 08 Jul 2020 13:35
  • Think you understand the basics of investing? Test your skills with our Investor Knowledge Quiz ? Link https://t.co/Z3fyOxSUtC
    FINRA Tue 07 Jul 2020 21:44
  • #ICYMI: Our Board of Governors has elected Eileen Murray, former Co-CEO of Bridgewater Associates, as Chairperson effective in August. In addition, Maureen Jensen and Eric Noll, have been appointed to the FINRA Board as public governors. Learn more ?? Link https://t.co/WDAvRxKYDR
    FINRA Tue 07 Jul 2020 20:34
  • On the latest episode of #FINRAUnscripted, we talk to our Office of General Counsel about what a post-#RegBI implementation date world looks like and what we've been doing to ensure a consistent approach to examining around and enforcing the new rule. ?? Link https://t.co/HGNTcBJldR
    FINRA Tue 07 Jul 2020 16:14
  • We asked our employees what they think about working at FINRA. Here's what Kara had to say. Link https://t.co/rvL6X2DrNn
    FINRA Tue 07 Jul 2020 12:29
  • Reg Notice 20-22: We've announced updates to the interpretations of FINRA's Rule 4210 (Margin Requirements) regarding control and restricted securities and consolidation of accounts. Learn more ?? Link https://t.co/nB184lP7e0
    FINRA Mon 06 Jul 2020 19:38
  • #ICYMI: We're honored to be named the #1 midsize company on @InsiderPro_IDG & @Computerworld's 100 Best Places to Work in IT 2020 list! Congrats, @FINRA_Tech! We're proud of the work you do to fulfill our mission. Learn more ? Link #BestPlacesIT https://t.co/W2NK1RzQaq
    FINRA Mon 06 Jul 2020 18:53
  • Interested in #investing in #stocks? Let us get you started with the basics ? Link https://t.co/ICK5gfkkYa
    FINRA Mon 06 Jul 2020 16:23

    When you invest in stock, you buy ownership shares in a company—also known as equity shares. Your return on investment, or what you get back in relation to what you put in, depends on the success or failure of that company. If the company does well and makes money from the products or services it sells, you expect to benefit from that success. There are two main ways to make money with stocks:

  • Are you looking for a new podcast? Try out #FINRAUnscripted—the voice of the nation's largest non-government securities regulator. It's available on Apple Podcasts, Google Play, Spotify or wherever you listen to podcasts. ?? Link https://t.co/hVPSkxqHzH
    FINRA Mon 06 Jul 2020 15:08
    You can't talk about investor protection without talking about senior investors. With a substantial increase in recent years in the number of cases involving the exploitation of seniors, FINRA Enforcement has made protecting this segment of the population a priority. On this episode, we hear what FINRA is doing and how firms can work with FINRA in this important effort.
  • Our Office of Financial Innovation recently released a white paper identifying key takeaways that firms and policymakers should consider when thinking about #AI and the securities industry. Read the full paper ?? Link https://t.co/iX4fKo2TJR
    FINRA Fri 03 Jul 2020 18:30
  • Approximately one in ten U.S. adults are victims of fraud each year. Stay on guard and avoid becoming drawn into a scam—look for the red flags of fraud ? Link
    FINRA Fri 03 Jul 2020 17:15
    Guarantees: Be suspect of anyone who guarantees that an investment will perform a certain way. All investments carry some degree of risk. Unregistered products: Many investment scams involve unlicensed individuals selling unregistered securities—ranging from stocks, bonds, notes, hedge funds, oil or gas deals, or fictitious instruments, such as prime bank investments. Overly consistent returns: Any investment that consistently goes up month after month—or that provides remarkably steady returns regardless of market conditions—should raise suspicions, especially during turbulent times. Even the most stable investments can experience hiccups once in a while. Complex strategies: Avoid anyone who credits a highly complex investing technique for unusual success. Legitimate professionals should be able to explain clearly what they are doing. It is critical that you fully understand any investment you’re seriously considering—including what it is, what the risks are and how the...
  • As a not-for-profit, self-regulatory organization, we manage our finances to ensure that we can appropriately fund our mission to protect investors and promote market integrity. We've shared our 2020 Budget Summary: Link Learn more: Link https://t.co/mogkpWMNLk
    FINRA Fri 03 Jul 2020 13:25
  • ?? We've joined with @NASAA and @SEC_Investor_Ed to provide a warning to investors about promoters targeting retirement accounts, as well as to provide a few key considerations for those thinking of using 401(k) withdrawals or loans to purchase securities. Link https://t.co/FyQLRoafYU
    FINRA Thu 02 Jul 2020 22:15
  • IDG's @Computerworld recently named FINRA the #1 midsize company on its 2020 Best Places to Work in #IT list. Steve Randich, CIO shares his thoughts on why our @FINRA_Tech employees have enabled us to pioneer a new path in financial regulatory technology. Link https://t.co/nVmSS8nCWB
    FINRA Thu 02 Jul 2020 20:29
  • #PrideMonth looked a little different at FINRA this year, but our #Pride Alliance made the most of it with 13 events over the course of the month, including external speakers and a Zoom drag show! Our #FINRAFam will continue to celebrate our LGBTQIA+ employees all year long. https://t.co/hKofdcdEEm
    FINRA Thu 02 Jul 2020 16:09
  • Reg Notice 20-21: We're providing guidance to help member firms comply with FINRA Rule 2210, Communications with the Public, when creating reviewing, approving, distributing, or using retail communications concerning private placement offerings. ?? Link https://t.co/YHfwfemWYh
    FINRA Thu 02 Jul 2020 14:34
  • Our #AdvertisingRegulation team helps member firms understand and apply advertising rules through our filings review program, guidance and outreach. Do you have questions about complying with these rules? Check out our #AdReg resources page ? Link
    FINRA Mon 29 Jun 2020 20:38
    FINRA Amends Section 13 of Schedule A to the FINRA By-Laws to Establish Charges for New Option to File Websites and Web Pages in Native Format Implementation Date: October 5, 2017
  • When markets drop sharply or show signs of turbulence, investors often shift their assets to what they believe to be safer investments. But fraudsters know this—and can quickly change their pitches to match what investors seek. Learn to spot & avoid scams: Link https://t.co/ffX9d0YCa3
    FINRA Mon 29 Jun 2020 18:53
  • In response to the coronavirus pandemic, we have canceled the 2020 FINRA Institute at Georgetown CRCP® program. Your wellbeing is paramount, and we are taking the necessary precautions to mitigate any health risks, and with your safety in mind. Learn more: Link https://t.co/YPeisTdukZ
    FINRA Mon 29 Jun 2020 17:43
  • We are honored to be named the #1 midsize company on @InsiderPro_IDG & @Computerworld's 100 Best Places to Work in IT 2020. Congratulations, @FINRA_Tech! We're proud of the work you do to fulfill our mission. Learn more ? Link #BestPlacesIT https://t.co/cFonUOQd86
    FINRA Mon 29 Jun 2020 16:48
  • Trading on margin may seem like a great way to make more money, but it comes with the risk of steeper losses. Learn more ? Link https://t.co/Ki21SXA4XT
    FINRA Mon 29 Jun 2020 15:13

    We are issuing this investor guidance to provide some basic facts to investors about the practice of purchasing securities on margin, and to alert investors to the risks involved with trading securities in a margin account.

  • RT @FINRAFoundation: #FinFactFriday: According to our #NFCS, younger respondents are more likely to have unpaid medical bills. This is like…
    FINRA Fri 26 Jun 2020 20:05
  • Did you know that we have a web page dedicated to providing #COVID19 guidance and updates? Stay informed ? Link https://t.co/XCXpJMgk1F
    FINRA Fri 26 Jun 2020 18:25
S&P500
VIX
Eurostoxx50
FTSE100
Nikkei 225
TNX (UST10y)
EURUSD
GBPUSD
USDJPY
BTCUSD
Gold spot
Brent
Copper
Last update . Delayed by 15 mins. Prices from Yahoo!

  • Top 50 publishers (last 24 hours)