• If you are considering a #401k loan or hardship withdrawal, it's important to know the long-term advantages and risks ?? Link
    FINRA Thu 16 Jul 2020 22:13

    You may be able to tap into your 401(k) plan assets during a financial emergency. But while taking a loan or a hardship withdrawal may help solve an immediate need, there can be consequences that may reduce your long-term financial security.

  • The @SEC_News, @MSRB_News, and FINRA are hosting a virtual Compliance Outreach Program for Municipal Advisors. The program will be held August 13, from 1-3 p.m. ET. Learn more ?? Link Registration is free and available here ?? FINRA Thu 16 Jul 2020 20:58
  • New Virtual Conference Panel: Join our President and CEO Robert Cook and other senior staff while they provide an update on key regulatory issues. Our panels are open to everyone. Watch here ? Link https://t.co/QLejQ2Jf8t
    FINRA Thu 16 Jul 2020 18:53
  • Reg Notice 20-24: We are requesting comment on proposed changes to TRACE reporting relating to delayed Treasury spot and portfolio trades. Comment Period Expires: September 14, 2020 ?? Link https://t.co/7G07qEcbD7
    FINRA Thu 16 Jul 2020 17:33
  • Technical Notice: Beginning August 3, members are required to begin to report transactions in U.S. Treasury Securities executed to hedge a List or Fixed Offering Price Transaction or a Takedown Transaction with an appropriate identifier. Learn more ?? Link
    FINRA Wed 15 Jul 2020 20:57
  • The July Disciplinary Actions report is now available ?? Link https://t.co/CFIXwAbXFP
    FINRA Wed 15 Jul 2020 17:42
  • JUST IN: We've earned a top score on the #DEI! Thank you to @DisabilityIN & @AAPD for this recognition. Our #FINRAFam is our greatest asset and we're committed to maintaining a fair and inclusive work environment built on mutual respect and integrity. Link https://t.co/6n6CQnDdCf
    FINRA Wed 15 Jul 2020 15:47

    Washington, D.C., July 15, 2020 (GLOBE NEWSWIRE) -- The Disability Equality Index (DEI), the nation’s most comprehensive annual benchmarking tool, facilitated by leading non-profits Disability:IN and the American Association of People with Disabilities (AAPD) have revealed this year’s 205 top-scoring companies. The DEI is a prominent benchmarking tool for the Fortune 1000 and America’s top 200 revenue grossing law firms (Am Law 200) to gauge their level of disability workplace inclusion against competitors. In its sixth official year, the DEI continues to see an increase in year-over-year participation, with the number of top-scoring companies more than quadrupling to 205 in 2020 as compared to 43 in 2015.

    “The Disability Equality Index top scoring companies represent those businesses that have invested in accessibility and inclusion across their enterprise. As we celebrate the 30th anniversary of the ADA, it is wonderful to see the progress made by these companies,...

  • Are you asking the right questions before #investing? Learn how to verify information and research a prospective investment professional. ?? Link
    FINRA Wed 15 Jul 2020 13:37

    If a salesperson is trying to sell you an investment, check them out by following these steps.

    Step 1: Ask "Are you licensed to sell me this investment?"

    Legitimate investment professionals—including registered financial professionals (also known as registered representatives), investment advisers and insurance agents—must be licensed with the Financial Industry Regulatory Authority (FINRA), the Securities and Exchange Commission (SEC) or your state securities or insurance regulator before they can sell you anything. If they say they aren't licensed, say good bye—and don't buy.

    Step 2: Check.

    If they say they are licensed, check them out as follows:

  • E-Learning with FINRA: Our e-learning courses offer an affordable solution for Firm Element, AML and other training needs. Several of our e-learning courses are also available CFP® CE credits. Learn more ? Link https://t.co/eQCVcy4Khr
    FINRA Tue 14 Jul 2020 22:06
  • Did you miss our Introduction to FINRA Gateway webinar? Find the slides here ? Link You can also join our staff as they discuss the new enhanced reporting and compliance user system in a virtual conference panel here ? Link https://t.co/K6c0mPJWXV
    FINRA Tue 14 Jul 2020 20:16
  • Tips for Avoiding #Coronavirus Scams: ?? Do your research with Link ?? Read a company's SEC filings ?? Question companies new to the "cure" market ?? Run it through the Scam Meter at Link Learn more ? Link https://t.co/CqvWmaI2OE
    FINRA Tue 14 Jul 2020 14:56

    Contact your hosting provider letting them know your web server is not completing requests. An Error 522 means that the request was able to connect to your web server, but that the request didn't finish. The most likely cause is that something on your server is hogging resources. Additional troubleshooting information here.

  • It's important to know what you want to accomplish with your #investments before you actually invest. Learn how to set #financialgoals and get on the path to saving and investing with our tools ? Link https://t.co/Lpx0LtftFP
    FINRA Tue 14 Jul 2020 13:51

    It's important to know what you want to accomplish with your investments before you actually invest. Learn how to set your financial goals, get a handle on your cash flow, control spending, manage debt, and get on the path to saving and investing.

  • Meet Maureen ? She shares her experience at FINRA. Feeling inspired by her story? Check out ? Link https://t.co/L6xO7lkJqO
    FINRA Mon 13 Jul 2020 20:00
  • Build your network by using our Financial Industry Networking Directory (FIND) to connect with financial services firms that are recruiting. FIND out how you can benefit today ? Link https://t.co/2QN17sNcSE
    FINRA Mon 13 Jul 2020 18:35
  • When exposed to a #scam on social media, 91% engaged and 53% lost money, according to the @FINRAFoundation, @BBB_Institute and @LongevityCenter. Do you spend a lot of time on social media sites? Take these steps to protect yourself from fraud ? Link
    FINRA Mon 13 Jul 2020 16:25
  • Interested in opening an #IRA account? Here’s what you need to know ? Link #Retirement https://t.co/sopyarCdXR
    FINRA Mon 13 Jul 2020 15:05

    What's a well-known investment vehicle that's attracted hard-earned money for more than four decades? Here's a hint: It's all about retirement.

    Individual retirement accounts, or IRAs, account for a significant portion of Americans' retirement savings. 

    If you're interested in opening an IRA account, here's what you should know.

  • RT @FINRAFoundation: #FinFactFriday: As of December 31, 2019, @FINRA's Securities Helpline for Seniors had received 18,000+ calls from all…
    FINRA Fri 10 Jul 2020 22:17
  • During this time, we are hiring and onboarding remotely! Check out available opportunities here ? Link Link
    FINRA Fri 10 Jul 2020 20:07

    You can add location information to your Tweets, such as your city or precise location, from the web and via third-party applications. You always have the option to delete your Tweet location history. Learn more

  • Reg Notice 20-23: For the past 2 years, we've encouraged firms to keep us informed if they engaged in activities related to digital assets. We are encouraging firms to continue to keep us abreast of such activities until July 31, 2021. Learn more ?? Link https://t.co/szVZSVRULY
    FINRA Fri 10 Jul 2020 18:12
  • Have you used our Fund Analyzer tool yet? It helps you compare more than 30,000 mutual funds, ETFs, ETNs and money market funds through a variety of #investment scenarios to help you decide which #fund best meets your investment needs. ? Link https://t.co/E7BoCC48Cv
    FINRA Fri 10 Jul 2020 13:22

    Contact your hosting provider letting them know your web server is not completing requests. An Error 522 means that the request was able to connect to your web server, but that the request didn't finish. The most likely cause is that something on your server is hogging resources. Additional troubleshooting information here.

  • #Financialfraud is real and can happen to anyone. If you are a victim, these steps can help you reclaim power from the fraudsters and move forward ?? Link https://t.co/eZhYrpKbiV
    FINRA Thu 09 Jul 2020 22:36

    Financial fraud is real and can be devastating. If you are a victim, you may be coping with the aftermath of a compromised identity, damaged credit and financial loss as well as a range of emotions, including anger, fear and frustration.

  • Multi-factor authentication is just one way to keep your accounts more secure. Read for more tips on how you can #BeCyberSmart ? Link https://t.co/rXXgS6bO4s
    FINRA Thu 09 Jul 2020 17:56

    How strong is your password, really? Do you use the same one on a number of accounts? Or refer to your dog Fluffy in all of them? Chances are some or all of your login codes could use a change.

    Our passwords are a key component of our lives, and as more of the services we rely on every day move online, the stakes grow ever higher. Here are 7 tips to improve your passwords—and your security online.

  • Election Notice: We will conduct our Annual Meeting of firms on Friday, August 7, to elect one small firm seat and one large firm seat to our Board of Governors. Firms that are FINRA members by COB Tuesday, July 7, are eligible to vote. Learn more ?? Link https://t.co/g1T1jKX45x
    FINRA Thu 09 Jul 2020 16:41
  • Meet Tiffany ? After 15 years, she returned to FINRA. To get her started while we're working from home, we sent her "FINRA in a Box." See how we get her set up for success! We are hiring and onboarding remotely! Check out available opportunities ? Link https://t.co/bnYsTnga1H
    FINRA Thu 09 Jul 2020 14:11
  • When financial markets experience turbulence, Wall Street employs a jargon all its own to describe important elements of tough, uncertain times. Here's a look at the most common terms ? Link https://t.co/D46JYZk9yP
    FINRA Wed 08 Jul 2020 22:20

    When financial markets experience turbulence, Wall Street employs a jargon all its own to describe important elements of tough, uncertain times. Here's a look at some of the most common terms and what they mean.

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