• To celebrate #AsianPacificAmericanHeritageMonth, our FINRA Asian Professionals Network offered a series of events designed to engage, educate and inspire all employees. Yesterday, they closed out #APAHM with a virtual happy hour to network with colleagues. Link https://t.co/Cwx0Y9a9VC
    FINRA Fri 29 May 2020 20:54
  • Exam Update: FINRA-administered exam enrollment end dates have been extended through August 31, 2020. Learn more ?? Link https://t.co/F6HmDLGzfQ
    FINRA Fri 29 May 2020 18:34
  • Nearly one-third of investors view market volatility as an opportunity to purchase more stock at a favorable price. If you are among those investors, make sure you know what you are buying ?? Link Link
    FINRA Fri 29 May 2020 17:04

    You can add location information to your Tweets, such as your city or precise location, from the web and via third-party applications. You always have the option to delete your Tweet location history. Learn more

  • Reg Notice 20-16: We're sharing practices implemented by firms to transition to, and supervise in, a remote work environment during the #COVID19 pandemic. Learn more ?? Link https://t.co/bTaZg733lU
    FINRA Fri 29 May 2020 15:28
  • Did you know that we have a web page dedicated to providing #COVID19 guidance and updates? Stay informed ? Link https://t.co/a9mk7XsU9Z
    FINRA Thu 28 May 2020 22:23
  • As the world around us changes, two things keep us grounded: our values and our mission. ? Collaboration, Expertise, Innovation, Responsibility. ? Investor Protection, Market Integrity. Watch to see how our #FINRAFam has risen to the occasion. https://t.co/FHUsDziQEI
    FINRA Thu 28 May 2020 20:33
  • Are you recently retired? Have you experienced a major life event that has affected your finances? Are you just starting to invest? A qualified investment professional can help you make sound investment decisions. Find the right one for you ? Link https://t.co/UQYPIsdeQ4
    FINRA Thu 28 May 2020 18:08

    A qualified investment professional can help you make sound investment decisions. Investment professionals include registered financial professionals, also known as registered representatives or stockbrokers, investment advisers and financial planners. The person or team of professionals you work with will depend on the type of financial help you seek. When you choose an investment professional, it always pays to Ask and Check.

  • Just in: We have ordered Stifel, Nicolaus & Co. to pay approximately $1.9 million in restitution, plus interest, to more than 1,700 customers in connection with early rollovers of Unit Investment Trusts (UITs). Learn more ?? Link https://t.co/27aGoHTVfM
    FINRA Thu 28 May 2020 16:38
  • We are committed to protecting our member firms’ data and systems from being exposed to any security vulnerabilities. Therefore, we're implementing multi-factor authentication as an additional verification step for firms logging into our applications. ? Link https://t.co/twprHRa4AH
    FINRA Wed 27 May 2020 21:41
  • Right now, remaining connected is more important than ever. Join over 1,200 members of the FINRA community on FINRALink—our new alumni portal that gives access to networking tools and opportunities, recent news and benefits info. Start making connections: Link https://t.co/3c00NK11LU
    FINRA Wed 27 May 2020 20:46
  • At FINRA, we see ourselves as working on the “front lines” of investor protection. With over 600,000 registered brokers, it is critical that we are nimble and act quickly. Read more about how we work to remove bad actors from the brokerage industry ?? Link https://t.co/zn8TV539jx
    FINRA Wed 27 May 2020 19:26
  • Sometimes life just doesn't go as planned. Here are 6?? tips to consider that can help you better understand—and stay in control of—your investments while working through a divorce: Link https://t.co/C24a1GnMdC
    FINRA Wed 27 May 2020 17:56
  • In an effort to help our #HealthHeroes, our very own Emilie Hurley has stepped up by making masks for her local hospital. Want to join the effort? Learn how to get started today @GetUsPPE ? Link https://t.co/yAYuNqfAcq
    FINRA Tue 26 May 2020 22:10
    Fueled by a desire to help in the fight against COVID-19, makers, hackers, engineers, and manufacturers from around the world have joined together with medical professionals to get frontline healthcare workers the necessary protection they need to stay safe.
  • Missed our Small Firm Conference Call last week? Catch the recording of our President and CEO Robert Cook and SVP of Member Relations & Education Chip Jones discussing updates and implications of #COVID19 ? Link
    FINRA Tue 26 May 2020 20:40
  • Technical Notice: Beginning August 3, members are required to begin to report transactions in U.S. Treasury Securities executed to hedge a List or Fixed Offering Price Transaction or a Takedown Transaction with an appropriate identifier. Learn more ?? Link
    FINRA Tue 26 May 2020 19:40
  • On the latest #FINRAUnscripted, we meet Greg Ruppert, the new EVP of our National Cause and Financial Crimes Detection Programs, to hear about his background and his vision for the new team. Listen to the full episode ? Link https://t.co/hHzzeX4hHT
    FINRA Tue 26 May 2020 18:30
  • Jessica enjoys working at FINRA because she feels like her opinions are valued. Do you have something to say? Apply today. We remain fully operational and are continuing to hire and onboard new employees remotely. Link https://t.co/Pms3RGhjg6
    FINRA Mon 25 May 2020 20:04
  • 46% of Americans have set aside 3 months of living expenses ? for a rainy day ??. Are you one of them? If not, learn how to start building your #emergencyfund here: Link https://t.co/2TVkQDjecK
    FINRA Mon 25 May 2020 19:04

    As you prepare to invest, it's important to set aside some money—about the equivalent of 3 to 6 months' of living expenses—in an emergency fund. There are times when people become ill or are injured in accidents. Employers lay off workers. If something unexpected happens to you, having the money you need to pay the medical bills or see you through the weeks or even months of being out of work will help to keep you out of debt. If you already have investments, an emergency fund also will help you meet your expenses without disrupting your investment plan.

    The best place for your emergency fund is in a liquid (easily accessible) account. A liquid account might be a regular savings account at a bank or credit union that provides some return on your deposit, and from which your funds can still be withdrawn at any time without penalty.

    To earn a slightly higher interest rate, some people choose a certificate of deposit, or CD, for their emergency...

  • On #MemorialDay, we remember those who have sacrificed for our country. Thank you to all service members, veterans and their families. https://t.co/yd0pvZ4Q5K
    FINRA Mon 25 May 2020 18:04
  • RT @FINRAFoundation: #FinFactFriday: Nearly 3 out of 10 Americans (29%) have avoided some kind of medical service (visiting a doctor, follo…
    FINRA Fri 22 May 2020 20:27
  • During this time, we are hiring and onboarding remotely! Check out available opportunities here ? Link Link
    FINRA Fri 22 May 2020 19:27

    You can add location information to your Tweets, such as your city or precise location, from the web and via third-party applications. You always have the option to delete your Tweet location history. Learn more

  • Request for Comments: We're inviting member firms that participate, or plan to participate, in the SBS market to provide views and information with regard to broker-dealer SBS activities. We'd like to receive all responses by July 31. Learn more ?? Link
    FINRA Fri 22 May 2020 18:07
  • To exchange, or not to exchange—that is the question. And it can be a tough one to answer when you are looking at something as complicated as a variable annuity. Learn more ? Link https://t.co/a7Dy89BvAB
    FINRA Fri 22 May 2020 17:02

    Perhaps you spoke with an investment professional about an existing variable annuity (VA) you own, and the possibility of exchanging your current VA with a new one came up. Before you rush into an exchange, be aware that replacing one VA with another involves a comparison of the complex features of each security.

  • Tough-to-crack passwords should be at least 12 characters and unrelated to any of your prior passwords. Check out more tips on how to stay safer and more secure online ? Link #CyberSecurity https://t.co/bLHQ55mbF5
    FINRA Thu 21 May 2020 20:46

    These days, so much of our lives happen online. Email is more common than snail mail. Americans are just about as likely to shop online as at a brick-and-mortar store. And more than half of all bills are paid online.

  • Reg Notice 20-15: We've amended our Membership Application Program rules to create further incentives for the timely payment of arbitration awards. Learn more ?? Link https://t.co/FjoMnWSuZj
    FINRA Thu 21 May 2020 19:41
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