Our FINRA #Pride Alliance recently had Jorge L. Alcantar Heredia, MA, PsyD ‘20, present on mental health awareness and stresses endured by the LGBT+ community (during, as well as, outside of the COVID-19 pandemic). We appreciate you leading this important conversation! https://t.co/ANQF0gGIO1
FINRA Fri 26 Jun 2020 17:20- Virtual Conference Panel: Join our staff as they discuss new developments and trends in enforcement, including enforcement priorities. Panelists highlight noteworthy decisions and settlements that illustrate our priorities, and more. Watch here ? Link https://t.co/Dvoq7CY7AR FINRA Thu 25 Jun 2020 20:34
Are you a senior investor with questions about your brokerage account statement or an investment in a brokerage account? Are you concerned that your account may have been mishandled by a broker? To help you with these and other investment-related questions, FINRA provides the Securities Helpline for Seniors®.
- Registration is now open for the 2021 FINRA Institute at Georgetown CRCP program. Take advantage of our new tuition rates to further your career and increase your knowledge about complicated compliance laws and cutting edge regulatory issues. Learn more ?? Link https://t.co/UmXObnMA0d FINRA Thu 25 Jun 2020 13:29
- Just in: We have fined SG Americas Securities (SGAS) $1.55 million for submitting inaccurate blue sheet data. The SEC today announced a related settlement in which SGAS will pay $1.55 million for providing inaccurate blue sheet submissions to the SEC. ?? Link https://t.co/n7bpxoklc9 FINRA Wed 24 Jun 2020 17:38
- Last Friday, our FINRA African American Network hosted a #Juneteenth event featuring Mardi Loman, intended to remember and acknowledge the history of the day. They also wanted to highlight some of the many ways families within our #FINRAFam celebrate their freedom on Juneteenth. https://t.co/UJWpVB8tIg FINRA Tue 23 Jun 2020 14:42
- With great sadness, we announce the passing of Thomas Gira, EVP of Market Regulation & Transparency Services. A tremendous leader and industry expert who cared deeply for his colleagues, Tom embodied our values and culture during his 28 years with FINRA. Link https://t.co/7JzhvpJfGV FINRA Tue 23 Jun 2020 13:37
- With great sadness, we announce the passing of Thomas Gira, EVP of Market Regulation & Transparency Services. A tremendous leader and industry expert who cared deeply for his colleagues, Tom embodied our values and culture during his 28 years with FINRA. Link https://t.co/ghyM4UgM2k FINRA Tue 23 Jun 2020 13:27
Use our free tool to confirm whether investment professionals and firms are licensed. It should be the first resource you turn to when choosing whether to start or continue doing business with a particular person or firm.
- Today, we commemorate #Juneteenth—a historic milestone that marked the end of slavery in the U.S. With recent events of social injustice across our country, today is also a stark reminder that we still have work to do. We wish you all a meaningful Juneteenth. https://t.co/o598mqTrTG FINRA Fri 19 Jun 2020 17:19
- Nicole Olivo, TFS Securities, explains the importance of a firm's incident response plan when it comes to #cybersecurity breaches. Watch the full "How to Protect Yourself and Your Firm From Cyberattacks When Working From Home During COVID-19" panel ? Link https://t.co/RbCsZl0MPe FINRA Thu 18 Jun 2020 20:33
Calculating your monthly cash flow will help you evaluate your present financial status, so you know where you stand financially as you prepare to invest.
Begin by looking at your monthly net income—the money you take home every month after taxes. This includes your salary and other steady and reliable sources of income, such as income from a second job, child support or alimony that you receive, or social security. If you already own some investments, you may be receiving dividend or interest payments; factor that amount into income, too.
Then calculate your average monthly expenses. These include your rent or mortgage, car lease or loan, personal loan, credit card and child support or alimony payments. Also include money for groceries, utilities, transportation and insurance. Don't forget money that you spend on items that are "discretionary," rather than necessary—for example, cable television subscriptions, gym fees, clothing, gifts,...
- RT @LosAngeles_SEC: Working from home lately? Read @FINRA’s alert on investment fraud related to the remote working environment. https://t.… FINRA Wed 17 Jun 2020 20:37
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