• #AlumniSpotlight ? Want to know what your fellow FINRA alums are up to? Go to Link to see what Shawnda Martin, who worked in our Office of Government Affairs, is doing now at The Cypress Group. https://t.co/cduEU1mLE2
    FINRA Fri 28 Aug 2020 13:28
  • About half of those with student loan debt regret not going to a cheaper college, according a report by the @FINRAFoundation. If you are among those who must borrow at least some amount to pay for college, here are 4?? tips to help avoid remorse ? Link https://t.co/rB2pbA4bPF
    FINRA Thu 27 Aug 2020 19:52
  • RT @NewYork_SEC: NY and NJ investors: Take a look at FINRA's financial capability study here: Link
    FINRA Thu 27 Aug 2020 18:07

    To broaden the conversation on financial capability, the FINRA Foundation invites academic and policy researchers and others interested, to further explore research implications with access to full datasets, questionnaires, executive summaries, and methodology.

  • Virtual Conference Panel: Join our staff and industry experts as they discuss recent developments in the digital assets space. Tune in to learn how these products and related initiatives are evolving and impacting the securities industry. ? Link https://t.co/TmyIpPvYDu
    FINRA Thu 27 Aug 2020 14:52
  • Interested in #investing in #stocks? Let us get you started with the basics ? Link https://t.co/Pxfhyjlxgg
    FINRA Thu 27 Aug 2020 13:37

    When you invest in stock, you buy ownership shares in a company—also known as equity shares. Your return on investment, or what you get back in relation to what you put in, depends on the success or failure of that company. If the company does well and makes money from the products or services it sells, you expect to benefit from that success. There are two main ways to make money with stocks:

  • This #WomensEqualityDay, we want to recognize Bari Havlik and all the women at FINRA for the contributions they have made and continue to make in our industry. #EqualityCantWait https://t.co/KjGwlbkA4Z
    FINRA Wed 26 Aug 2020 19:31
  • We asked our employees how FINRA has helped them thrive in the workplace. Here's what Sheri had to say. Link https://t.co/5j4UbKK6HD
    FINRA Wed 26 Aug 2020 18:26
  • Thank you @RepFrenchHill and Commissioner Munson for joining us for our first virtual FINRA Investor Protection Forum. Link
    FINRA Wed 26 Aug 2020 15:46

    You can add location information to your Tweets, such as your city or precise location, from the web and via third-party applications. You always have the option to delete your Tweet location history. Learn more

  • Multi-factor authentication is just one way to keep your accounts more secure. Read for more tips on how you can #BeCyberSmart ? Link https://t.co/7F8J4UMBus
    FINRA Wed 26 Aug 2020 13:36

    How strong is your password, really? Do you use the same one on a number of accounts? Or refer to your dog Fluffy in all of them? Chances are some or all of your login codes could use a change.

    Our passwords are a key component of our lives, and as more of the services we rely on every day move online, the stakes grow ever higher. Here are 7 tips to improve your passwords—and your security online.

  • Bari Havlik, EVP of Member Supervision and Chip Jones, SVP of Member Relations & Education discuss #RegBI now that we've passed the June 30 implementation date. Watch the full "FINRA Senior Leaders Fireside Chat on Current Issues" panel ? Link https://t.co/ouLDWhtUmG
    FINRA Tue 25 Aug 2020 21:45
  • We are encouraging comments on our Artificial Intelligence (AI) in the Securities Industry paper, including areas where guidance or changes to our rules may be desired to support adoption of AI applications. Comments are requested by August 31, 2020.? Link https://t.co/F5H6z3vYU0
    FINRA Tue 25 Aug 2020 18:55
  • Our #AdvertisingRegulation team helps member firms understand and apply advertising rules through our filings review program, guidance and outreach. Do you have questions about complying with these rules? Check out our #AdReg resources page ? Link
    FINRA Tue 25 Aug 2020 17:05
    FINRA Amends Section 13 of Schedule A to the FINRA By-Laws to Establish Charges for New Option to File Websites and Web Pages in Native Format Implementation Date: October 5, 2017
  • Update: We are postponing all in-person arbitration and mediation proceedings scheduled through October 30, unless the parties stipulate to proceed telephonically or by Zoom or the panel orders that the hearings will take place telephonically or by Zoom. Link
    FINRA Tue 25 Aug 2020 13:49
  • There is no higher priority for us than protecting senior investors from financial exploitation. We offer 3?? helpful resources that seniors can use: 1?? Securities Helpline for Seniors ?? 844-57-HELPS 2?? Link 3?? Learn more ?? Link https://t.co/DymJukgNSs
    FINRA Mon 24 Aug 2020 20:04
  • Exam Update: @PrometricGlobal has resumed testing in most of their U.S. and Canada test centers, based on local and government mandates. Additionally, candidates and firms may schedule online test appointments for specific FINRA and @NASAA exams. Link https://t.co/URFyRqSJLa
    FINRA Mon 24 Aug 2020 18:34
  • ? Calling all compliance, legal and regulatory professionals! Register for the 2021 FINRA Institute @Georgetown CRCP Program today. Hear first-hand experiences from our graduates as they share their perspectives on the program. ? Learn more: Link https://t.co/1roDEKUQZd
    FINRA Mon 24 Aug 2020 16:24
  • Trading on #margin may seem like a great way to make more money, but it comes with the #risk of steeper losses. Learn more ? Link https://t.co/ITMjDaaK0F
    FINRA Mon 24 Aug 2020 13:38

    We are issuing this investor guidance to provide some basic facts to investors about the practice of purchasing securities on margin, and to alert investors to the risks involved with trading securities in a margin account.

  • RT @FINRAFoundation: #FinFactFriday: Only 9% of investors said they would sell securities when asked how they would respond to a 20% stock…
    FINRA Fri 07 Aug 2020 20:55
  • Just in: We’ve announced the results of our latest Board of Governors election. At today’s Annual Meeting of FINRA firms, Wendy Lanton was elected as a Small Firm Governor and Jim Nagengast was re-elected as a Large Firm Governor. Learn more ?? Link https://t.co/tjDi2ya79a
    FINRA Fri 07 Aug 2020 19:55
  • Meet Eric ? he's a FINRA #intern and a law student at @AUWCL. He shares advice to potential applicants considering an internship at FINRA. Learn more about our Corporate Internship Program ?? Link https://t.co/H1WeIiq66E
    FINRA Fri 07 Aug 2020 18:00
  • 1 in 44 seniors report when they've been scammed. This number is due to embarrassment and because they don't know where to report their case. If you need help, you can call the FINRA Securities Helpline for Seniors ?? Link
    FINRA Thu 06 Aug 2020 22:34

    Are you a senior investor with questions about your brokerage account statement or an investment in a brokerage account?  Are you concerned that your account may have been mishandled by a broker? To help you with these and other investment-related questions, FINRA provides the Securities Helpline for Seniors®.

  • Meet Rachel ? she's a FINRA #intern and a Finance and Business Analytics major at @UofNH. She shares how working at FINRA has helped her long-term educational and career goals. Learn more about our Corporate Internship Program ?? Link https://t.co/2mR3W90cWV
    FINRA Thu 06 Aug 2020 20:54
  • Reg Notice 20-26: We are reminding firms to evaluate their exposure to LIBOR and review their preparedness to manage LIBOR's phase-out. Learn more ?? Link https://t.co/2qdbwXbFeF
    FINRA Thu 06 Aug 2020 16:09
  • Think income and debt are the key barriers to investing for millennials? Actually, many say it's a lack of knowledge. That's why we have this page to help young would-be investors get started ? Link https://t.co/IYWZvhy60k
    FINRA Thu 06 Aug 2020 14:34
  • Interested in enhancing your professional skills? Giving back to your community? Consider becoming a FINRA arbitrator ? Link https://t.co/ur5sjSfkfC
    FINRA Wed 05 Aug 2020 20:53

    FINRA arbitrators are highly engaged, dynamic individuals who collaborate to aid their communities and enhance their professional lives by resolving securities-related disputes.

    As a FINRA arbitrator, you have the opportunity to develop skills, give back and supplement your income. No previous arbitration, securities or legal experience is required to apply—just five years of paid work experience and two years of college-level credits.

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