• RT @FINRAFoundation: A5: Contact @FINRA right away. It can be difficult to recover money lost to fraud or other schemes in which an investo…
    FINRA Wed 07 Oct 2020 17:52
  • RT @FINRAFoundation: #FinFactFriday: The percentage of Hispanic homeowners underwater dropped 54% between 2012 and 2018. Underwater homeown…
    FINRA Fri 02 Oct 2020 15:38
  • In celebration of #HispanicHeritageMonth, members of our #FINRALatinoAffinityNetwork shared some of their favorite things about working at FINRA. https://t.co/hPbUbUlc9S
    FINRA Thu 01 Oct 2020 20:47
  • RT @LosAngeles_SEC: Nevada broker representative hopefuls beware, @FINRA’s enforcement chief warns that cheating on exams usually results i…
    FINRA Thu 01 Oct 2020 18:52
  • Yesterday, we got to know our new FINRA Board Chairperson, Eileen Murray, a little bit better. Eileen joined Robert Cook for another engaging FINRA Forum to talk about her career path, her views on the state of the industry and future challenges, and the Board’s priorities. https://t.co/1UPEJLeIzf
    FINRA Wed 30 Sep 2020 16:11
  • This #HispanicHeritageMonth, we're celebrating by sharing the stories of our colleagues. Meet Maureen, Co-Chair of the #FINRALatinoAffinityNetwork ? She shares how her upbringing has shaped her identity and the importance of Hispanic Heritage Month to her. https://t.co/4AsWxE5qxU
    FINRA Tue 22 Sep 2020 18:53
  • More investors have been choosing to put money where their values are—into an array of products within the environmental, social & governance investing category. If you're considering an #ESG investment, take a look at these tips ? Link #ClimateWeek https://t.co/b5U8wXJhWH
    FINRA Tue 22 Sep 2020 13:28
  • Just in: Michael Rufino, Head of Member Regulation, will leave the organization at the end of this year after more than 32 years of dedicated service protecting investors and ensuring market integrity. Learn more: Link https://t.co/rCF8V4lmcM
    FINRA Mon 21 Sep 2020 20:27
  • Every year, FINRA Enforcement files disciplinary actions against brokers who excessively traded their customers’ accounts. While it's crucial that investors be on the lookout for this, it's also vital that broker-dealers are able to detect these red flags. Link https://t.co/7jp8RsLsor
    FINRA Mon 21 Sep 2020 18:17
  • Today marks our 10th annual #FINRADiversitySummit. Our first session starts in one hour—register now before @cryswashington, technology strategist & futurist, kicks us off for a week of discussions on the importance of embracing #diversity and #inclusion. Link https://t.co/8RzFqiphIm
    FINRA Mon 21 Sep 2020 17:02
  • 46% of Americans have set aside 3 months of living expenses ? for a rainy day ??. Are you one of them? If not, learn how to start building your #emergencyfund here: Link https://t.co/UOcv3pWTV0
    FINRA Mon 21 Sep 2020 13:42

    As you prepare to invest, it's important to set aside some money—about the equivalent of 3 to 6 months' of living expenses—in an emergency fund. There are times when people become ill or are injured in accidents. Employers lay off workers. If something unexpected happens to you, having the money you need to pay the medical bills or see you through the weeks or even months of being out of work will help to keep you out of debt. If you already have investments, an emergency fund also will help you meet your expenses without disrupting your investment plan.

    The best place for your emergency fund is in a liquid (easily accessible) account. A liquid account might be a regular savings account at a bank or credit union that provides some return on your deposit, and from which your funds can still be withdrawn at any time without penalty.

    To earn a slightly higher interest rate, some people choose a certificate of deposit, or CD, for their emergency...

  • RT @FINRAFoundation: #FinFactFriday: Nearly 3 out of 10 Americans (29%) have avoided some kind of medical service (visiting a doctor, follo…
    FINRA Fri 18 Sep 2020 19:39
  • FINRA’s Board of Governors met on September 9 and 10, when it approved two rulemaking items. Watch for a quick recap, click to learn more ?? Link https://t.co/B7Ukm3hDYs
    FINRA Fri 18 Sep 2020 18:19
  • New Virtual Conference Panel: Join industry experts from @FINRA, @KovackSec and more, as they discuss practical examples of high-risk conduct and supervisory practices. Watch here ?? Link https://t.co/cSLmLdtueW
    FINRA Fri 18 Sep 2020 17:39
  • Don't forget to register for our 2020 Virtual #FINRADiversitySummit Week! Starting September 21, you'll hear from staff experts and beyond as they focus on the importance of embracing #diversity, equity and #inclusion. Register here ?? Link https://t.co/itgraIN0Ni
    FINRA Fri 18 Sep 2020 13:34
  • We've recently observed an increase in fraudulent options trading being facilitated by account takeover schemes and the use of new account fraud. We're sharing info on how to help identify, prevent and respond to such activity. Learn more ?? Link https://t.co/jAKfFGRVif
    FINRA Thu 17 Sep 2020 23:28
  • Are you looking for a job where you can flex your existing knowledge, get support as you hone your skills and truly grow in your career? Then we might be the place for you. Learn more: Link @TheMuse
    FINRA Thu 17 Sep 2020 18:08

    When it comes to employee benefits, most people (understandably) focus on big things like health coverage and paid time off. After that, depending on the workplace, everyday perks like office snacks and company discounts might become a selling point.

    Another crucial area you’ll want to keep in mind, though, is professional development opportunities—something the 28 companies ahead offer in a big way.

    An investment in education, training, and learning and development can take on many forms, from tuition subsidies and reimbursement for out-of-office coursework to formalized in-house training programs. If you want to find a place where you can flex your existing knowledge, get support as you hone your skills, and truly grow your career, dive into the list below.

  • ? Calling all compliance, legal and regulatory professionals! Register for the 2021 FINRA Institute @Georgetown CRCP Program today. Hear first-hand experiences from our graduates as they share their perspectives on the program. ? Learn more: Link https://t.co/3gCpKgiaCL
    FINRA Thu 17 Sep 2020 16:38
  • Tough-to-crack passwords should be at least 12 characters and unrelated to any of your prior passwords. Check out more tips on how to stay safer and more secure online ? Link #CyberSecurity https://t.co/MmZwRxm31N
    FINRA Thu 17 Sep 2020 14:43

    These days, so much of our lives happen online. Email is more common than snail mail. Americans are just about as likely to shop online as at a brick-and-mortar store. And more than half of all bills are paid online.

  • RT @finplan: In a session at the @QuadASocial #2020Vision conference, @FINRA CEO Robert Cook explained his own self-examination and the reg…
    FINRA Thu 17 Sep 2020 10:58
  • Before investing with a professional, do your homework and look them up on BrokerCheck. It's free and easy ? Link https://t.co/HS2oOtno2g
    FINRA Wed 16 Sep 2020 20:46
  • Join Jessica Hopper, our EVP & Head of Enforcement and other expert panelists tomorrow at 1 p.m. ET for a live @AARP Q&A. Hear the latest info on staying safe, avoiding scams, and caring for loved ones during the pandemic. ?? Call toll-free at 855-274-9507 to join. Link
    FINRA Wed 16 Sep 2020 19:31

    You can add location information to your Tweets, such as your city or precise location, from the web and via third-party applications. You always have the option to delete your Tweet location history. Learn more

  • Bari Havlik, EVP of Member Supervision and Chip Jones, SVP of Member Relations & Education discuss #RegBI now that we've passed the June 30 implementation date. Watch the full "FINRA Senior Leaders Fireside Chat on Current Issues" panel ? Link https://t.co/nq4YqshedP
    FINRA Wed 16 Sep 2020 16:01
  • We're proud to be named a 2020 @_WorkingMother_ Best Company for Dads! See why here ?? Link #WMBestforDads Congratulations to FINRA's Working Father of the Year—Jarvis Alexander! Learn more about his inspiring story ?? Link https://t.co/1nNKSG4BFx
    FINRA Wed 16 Sep 2020 12:56

    This year, for the first time, companies applied separately to be on this list—previously, this list was determined by answers to questions asked of the 100 Best Companies. These organizations offer either substantial paid gender-neutral or paternity leave, plus other benefits that help dads be their best at home and at work. 

    Although we have named Best Companies for Dads before, this year companies applied directly for this honor, and almost 200 vied for this list. We emphasized paid parental leave offered and utilized, fertility benefits, employee-resource groups for men, and childcare benefits.

    ###

    I started a Foster Parent Coffee Chat group out of the Parent Colleague Network at American Express. It provides a place for foster parents and those interested in fostering to come and learn more about the process, to provide support to our colleagues, and to bring awareness about the need for good foster parents. When we adopted our daughter, Emma, I was able...

  • Are you considering a job in finance? Or are you already a registered broker? We have the tools to help you manage your #career, every step of the way ? Link https://t.co/HTvVQRk9my
    FINRA Tue 15 Sep 2020 20:30

    Throughout your securities industry career, FINRA, other regulatory organizations and your employer collect and maintain a variety of information. Learn about all phases of your career in the securities industry, from considering becoming registered to taking exams to obligations when you leave the industry.

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