RT @NFA_News: A5: If you believe you're a victim of fraud, use the File a Complaint tool on NFA's website. Filing an official Complaint wil…
SEC_News Wed 07 Oct 2020 17:57

RT @SEC_Investor_Ed: @SEC_News @SEC_News A5: If you think you’ve been the victim of securities fraud, you can report it to the SEC at https…
SEC_News Wed 07 Oct 2020 17:52

Our next question... Q5: What can investors do if they think they’ve been a victim of fraud? #WIWchat
SEC_News Wed 07 Oct 2020 17:52

RT @NFA_News: A4: BASIC contains, among other data, current and historical NFA membership and @CFTC registration information and regulatory…
SEC_News Wed 07 Oct 2020 17:42

RT @NFA_News: A4: Investors should always look into the background of derivatives industry professionals. BASIC is a free, searchable datab…
SEC_News Wed 07 Oct 2020 17:42

RT @SEC_Investor_Ed: @SEC_News A4: Many frauds involve unlicensed/unregistered sellers, so your first step should always be making sure you…
SEC_News Wed 07 Oct 2020 17:42

We're about halfway through our #WIWchat. Here's question 4: Q4: What steps can investors take to protect against fraud? #WIWchat
SEC_News Wed 07 Oct 2020 17:37

RT @FINRAFoundation: A3: You can always use @FINRA's Scam Meter Tool that will help you tell if an investment you are thinking about might…
SEC_News Wed 07 Oct 2020 17:37

RT @SEC_Investor_Ed: @SEC_News @SEC_News A3: And if you don’t understand an investment, don’t invest in it. #WIWchat
SEC_News Wed 07 Oct 2020 17:37

RT @FINRAFoundation: A1: In many cases, the answer is sit tight, and take the long view. Focus on your goals and investment timeframe. Stay…
SEC_News Wed 07 Oct 2020 17:37

RT @FINRAFoundation: A3: Learn to recognize the red flags of fraud and know that you may be more vulnerable to scams if you are under finan…
SEC_News Wed 07 Oct 2020 17:37

RT @FINRAFoundation: A2: Old scams can find new life, especially in a remote working environment. Beware of fraudulent account openings and…
SEC_News Wed 07 Oct 2020 17:37

RT @SEC_Investor_Ed: @SEC_News @SEC_News A3: Feeling pressure to invest RIGHT NOW? Or are you seeing phrases like “guaranteed high returns,…
SEC_News Wed 07 Oct 2020 17:32

On to our third question. Q3: What are some warning signs that an investment opportunity might actually be a scam? #WIWchat
SEC_News Wed 07 Oct 2020 17:27

RT @SEC_Investor_Ed: @SEC_News @SEC_News A2: Fraud often follows in the wake of natural disasters, like the recent hurricanes and West Coas…
SEC_News Wed 07 Oct 2020 17:17

RT @SEC_Investor_Ed: @SEC_News @SEC_News A2: And if you’re considering a COVID-related hardship withdrawal from your retirement account, be…
SEC_News Wed 07 Oct 2020 17:17

RT @SEC_Investor_Ed: @SEC_News @SEC_News A2: In times of volatility, investors may seek products with fixed-rate returns, like CDs. But if…
SEC_News Wed 07 Oct 2020 17:17

RT @SEC_Investor_Ed: @SEC_News @SEC_News A2: Watch out for promotions claiming a company’s product/service can prevent, detect, or cure COV…
SEC_News Wed 07 Oct 2020 17:12

Great responses to Q1! Now for Q2: Fraudsters often try to exploit times of uncertainty and crisis. What are some of the scams investors should be aware of? #WIWchat
SEC_News Wed 07 Oct 2020 17:12

RT @SEC_Investor_Ed: @SEC_News @SEC_News A1: There’s also been a lot of talk about day trading, which can include leveraged investment stra…
SEC_News Wed 07 Oct 2020 17:12

RT @SEC_Investor_Ed: @SEC_News @SEC_News A1: One of the best ways to manage the impact of market volatility on your portfolio is to create…
SEC_News Wed 07 Oct 2020 17:12

RT @SEC_Investor_Ed: @SEC_News @SEC_News A1: Remember, it’s ultimately time in the market, not timing of the market, that generally leads t…
SEC_News Wed 07 Oct 2020 17:12

When replying to #WIWchat, please include “A” and the question number. Example: A1: your reply here
SEC_News Wed 07 Oct 2020 17:07

Good afternoon, all! Yes, let’s get started on our #WIWChat! Our first question: Q1: What should investors consider during periods of uncertainty or volatility? #WIWchat
SEC_News Wed 07 Oct 2020 17:07

RT @SEC_Investor_Ed: Our @SEC_News account will be asking the questions, and you can follow the conversation with hashtag #WIWchat. Let’s g…
SEC_News Wed 07 Oct 2020 17:02