On this day and every day, we honor our nation's veterans and active duty service members. #thankyouforyourservice #veteransday https://t.co/rU5zEpxp7h
SEC_News Wed 11 Nov 2020 14:06

RT @SEC_Investor_Ed: Day trading can include leveraged investment strategies. Losses can be compounded with leveraged investing, and you c…
SEC_News Fri 30 Oct 2020 17:19

@LosAngeles_SEC @Atlanta_SEC Due to technical issues we needed to postpone our discussion: Women of Color Entrepreneurs on Being Powerful Voices for Access to Capital. Stay tuned for the updated date and time!
SEC_News Wed 28 Oct 2020 23:43

RT @NewYork_SEC: Join the Department of Economics and Finance at Medgar Evers College on November 5 for a conversation with @NewYork_SEC an…
SEC_News Mon 26 Oct 2020 16:35

RT @SEC_Investor_Ed: The SEC is proposing changes to the information you get from your mutual funds and exchange-traded funds. Let us know…
SEC_News Tue 20 Oct 2020 17:55

RT @Chicago_SEC: It’s National Cybersecurity Awareness Month! A great time to change your online brokerage account password. For more tips…
SEC_News Tue 20 Oct 2020 16:05

The Investment Management panel at #SECSpeaks is underway. IM Dir. Blass and staff will discuss outreach and monitoring in 2020, the response to COVID-19, and modernizing regulation. #SECSpeaks2020
SEC_News Fri 09 Oct 2020 16:54

The division has responded quickly to potential matters arising from the pandemic, suspending trading in 36 issuers, and bringing 6 Covid-19 related fraud actions. #SECSpeaks2020 #SECSpeaks
SEC_News Fri 09 Oct 2020 13:19

The division continues to increase its agility in pursuing cases, bringing emergency actions, and awarding whistleblowers. #SECSpeaks2020 #SECSpeaks
SEC_News Fri 09 Oct 2020 13:19

The Enforcement Panel at SEC Speaks is underway. Director Avakian and senior leaders will discuss division priorities, and legal, judicial, and litigation developments over the past year. #SECSpeaks2020 #SECSpeaks
SEC_News Fri 09 Oct 2020 13:19

She will also highlight the important services that law school investor advocacy clinics provide to retail investors. #SECSpeaks2020 #SECSpeaks
SEC_News Fri 09 Oct 2020 13:04

SEC Ombudsman Tracey McNeil will be kicking of day 2 of #SECSpeaks2020. In her remarks, she will share more about what she does for retail investors, and why their questions and feedback are valued. #SECSpeaks2020 #SECSpeaks
SEC_News Fri 09 Oct 2020 13:04

The Commissioner notes that the SEC has done a great job of recognizing and promoting talented women, and by doing so, has strengthened its ability to carry out its mission. #SECSpeaks2020 #SECSpeaks
SEC_News Thu 08 Oct 2020 19:04

Commissioner Caroline Crenshaw joins Dalia Blass, Director of the Division of Investment Management, for a discussion of women in leadership. #SECSpeaks2020 #SECSpeaks
SEC_News Thu 08 Oct 2020 19:04

Direct listings and SPACs may offer promising developments for companies wishing to enter public markets. We should foster innovation in public markets while carefully ensuring we retain important investor protections. #SECSpeaks2020 #SECSpeaks
SEC_News Thu 08 Oct 2020 17:38

The Commission should improve the information provided in, and filing requirements for, Form D to provide the necessary data to underpin policymaking in private markets. #SECSpeaks2020 #SECSpeaks
SEC_News Thu 08 Oct 2020 17:38

Continued deregulation of private capital-raising can undermine incentives for companies to enter public markets. We must be mindful of that interplay in considering additional changes to the regulation of private markets. #SECSpeaks2020 #SECSpeaks
SEC_News Thu 08 Oct 2020 17:33

Unlike private markets, public markets provide reliably positive risk-adjusted returns over time for retail investors. #SECSpeaks2020 #SECSpeaks
SEC_News Thu 08 Oct 2020 17:33

Commissioner Allison Herren Lee is currently giving remarks at #SECSpeaks2020. From her remarks: The Commission should focus on promoting strong, healthy public markets for the benefit of all investors, but especially for retail investors. #SECSpeaks
SEC_News Thu 08 Oct 2020 17:33

These include retail investors; market infrastructure; information security; fintech and innovation; AML programs; risk-based exams of IAs, ICs, BDs and MAs; FINRA and MSRB.
SEC_News Thu 08 Oct 2020 16:43

Our OCIE panel is currently on. OCIE Dir. Driscoll and staff are discussing 2020 examination priorities. #SECSpeaks2020 #SECSpeaks
SEC_News Thu 08 Oct 2020 16:43

Q&A includes how the SEC’s Diversity and Inclusion Strategic Plan impacts the agency’s mission, programs the SEC’s advisory committees conducted concerning issues impacting minority communities, current D&I priorities, and the role of the SEC’s new Senior Policy Advisor on D&I
SEC_News Thu 08 Oct 2020 14:33

Chairman Clayton, Office of Minority and Women Inclusion Director Pam Gibbs, and Senior Policy Advisor Robert Marchman on now, doing a Q&A on diversity and inclusion at the SEC. #SECSpeaks2020 #SECSpeaks
SEC_News Thu 08 Oct 2020 14:28

Chairman Jay Clayton, Commissioners, Directors and SEC staff will be participating in @PractLawInst’s ‘SEC Speaks in 2020’ today and tomorrow. We’ll be tweeting parts of the event. Follow along at #SECSpeaks2020 #SECSpeaks
SEC_News Thu 08 Oct 2020 13:33

RT @NFA_News: A5: Even if your Complaint doesn't fall under NFA's jurisdiction, filing the Complaint will ensure we are able to direct you…
SEC_News Wed 07 Oct 2020 17:57