• Investor Relationship Evolution: Trust. Communication. Empathy. Three pieces important for the investor-financial advisor relationship. @cerulli_assoc explains how this relationship is evolving https://t.co/1LhPOTE7tb
    SIFMA Wed 09 Sep 2020 18:34
  • Digital Platforms: What are the positives of digital investment platforms? Are digital platforms replacing human financial advisors? Scott Smith @cerulli_assoc explains the findings from our recent research https://t.co/2IlDHmIGXN
    SIFMA Wed 09 Sep 2020 18:34
  • Personalized Investment Opportunities: The COVID-19 pandemic has caused many investors to feel uncertain about how to manage finances on their own. Personalized financial planning can help, says Scott Smith @cerulli_assoc https://t.co/e1doYa9UmS
    SIFMA Wed 09 Sep 2020 18:34
  • Investor Goals: Common goals for investors? #Retirement security is a cornerstone of financial planning, says Scott Smith @cerulli_assoc https://t.co/aXkRmKzd16
    SIFMA Wed 09 Sep 2020 18:34
  • Client Satisfaction: Did you know investor satisfaction is tied to trustworthiness of their financial advisor? Hear what Scott Smith of @Cerulli_Assoc has to say about the findings https://t.co/NhY12K3yiJ
    SIFMA Wed 09 Sep 2020 18:34
  • We recently sat down with Scott Smith of @Cerulli_Assoc for a deep dive into the SIFMA-Cerulli Individual Investor research project, available here Link From methodology to insights, here are a few bytes from our conversation #cerulliresearch
    SIFMA Wed 09 Sep 2020 18:34

    Listen as Ken Bentsen, SIFMA president and CEO reviews the new SIFMA – Cerulli Individual Investor research project with Ken Cella of Edward Jones and SIFMA’s Board-level Private Client/Wealth Management Subcommittee Chair and Scott Smith, Director of Advice Relationships at Cerulli Associates.

  • Helpful reading before our #LIBOR Webinar for operations professionals: The #SOFR Primer, by SIFMA Insights. Download now: Link Not yet registered for next week's webinar? There's still time to sign up: Link https://t.co/My2AhN8LjK
    SIFMA Wed 09 Sep 2020 13:34
  • Registration is open for SIFMA’s annual Industry-Wide Business Continuity Test. We urge all firms to participate in this critical exercise, held on Saturday, October 24. Refer your team or register today: Link #finserv #capitalmarkets #businesscontinuity https://t.co/rJ1lQz5t9s
    SIFMA Tue 08 Sep 2020 12:13
  • In March, the @federalreserve and @FDICgov issued proposed resolution planning guidance for firms captured by a new proposed methodology, Specified FBOs. As they finalize the guidance, we make recommendations for consideration: Link https://t.co/Zk1j8pr6WW
    SIFMA Sat 05 Sep 2020 15:46
  • Asahi Pompey @GoldmanSachs asks us to imagine a world where individuals feel comfortable bringing their whole self to work. Listen to our conversation: Link #DiversityInTheWorkplace #DiversityMatters #diversityandinclusion https://t.co/uPZqVcpHBX
    SIFMA Sat 05 Sep 2020 12:20
  • CNBC's @michaelsantoli joins SIFMA's 2020 #ListedOptions Symposium as keynote speaker; explore the program and register to join us virtually on September 24: Link #SIFMAoptions https://t.co/9azMB3QONE
    SIFMA Thu 03 Sep 2020 18:34
  • The clash between prudential and capital markets supervision is unprecedented. Dan Gallagher, Chief Legal Officer @RobinhoodApp, explains the current state of play for #prudentialregulation in our industry:  Link #capitalmarkets https://t.co/jMnOxRzz8f
    SIFMA Thu 03 Sep 2020 14:34
  • COVID-19 caused many exchanges to temporarily close their physical trading floors. Now that @CBOE and others have reopened, SIFMA Insights revisited index options volume trends and asks, why the disparity in volume growth between index and equity options? Link https://t.co/G5xWmTspRw
    SIFMA Tue 01 Sep 2020 14:07
  • Technology is the agent of so much change and growth in financial services, especially for the financial advisor-client relationship. Michael Durbin @Fidelity explains why this is both a challenge and an opportunity:  Link https://t.co/tDIFd88PJG
    SIFMA Tue 01 Sep 2020 13:07
  • Financial services is invested in helping people build stronger futures. Watch as Penny Pennington @EdwardJones explains:  Link https://t.co/tW0BZNQ2VK
    SIFMA Fri 28 Aug 2020 15:28
  • We've just released the full program for our virtual Equity Market Structure Conference, featuring @stacey_cunning @SECHerrenLee and @Observatory13. See the complete speaker line-up and discussion topics and register to join us on Sep. 17: Link #SIFMAEquity https://t.co/yT0jngDrMt
    SIFMA Thu 27 Aug 2020 17:32

    SIFMA’s Equity Market Structure Conference is going virtual!

    This event brings together sell-side, buy-side, retail, exchange and regulatory experts to examine today’s equity markets and the evolving regulatory framework that guides them. Participants discuss recommendations and actionable changes to enhance fairness, stability and transparency in the U.S. stock market.

    Join us on Thursday, September 17, from 11:00 a.m. – 3:10 p.m. EDT.

  • Introducing SIFMA On Demand. Watch 40+ industry webinars, presentations and more on the #capitalmarkets - anywhere, anytime.  Link https://t.co/BNLF40BtOW
    SIFMA Wed 26 Aug 2020 18:11
  • Happy Labor Day! We confirm our previous #fixedincome market close recommendation for a full close on Monday, September 7 in observance of the holiday. Link #capitalmarkets #finserv https://t.co/KOBoMr8iHQ
    SIFMA Tue 25 Aug 2020 13:04
  • "We appreciate the effort to limit the scope of sensitive information required to be collected by CAT and to enhance the security of the CAT data," said Ken Bentsen, who noted that @SEC_News "has an obligation to ensure that the CAT does not create more risk." Read more via @WSJ Link
    SIFMA Mon 24 Aug 2020 21:24

    You can add location information to your Tweets, such as your city or precise location, from the web and via third-party applications. You always have the option to delete your Tweet location history. Learn more

  • Join your fellow compliance and legal colleagues for two days of live and on-demand content from industry leaders at SIFMA's C&L Virtual Forum, including the @SEC_News, @FINRA and @CFTC. Register today: Link https://t.co/AO3pxEXfeH
    SIFMA Mon 24 Aug 2020 15:09
  • Special purpose acquisition companies (SPACs) have already recorded $22.2B deal value through July – an increase of 65% year over year. In a new report, SIFMA Insights explains SPACs and their growth in popularity, and analyzes issuance trends. Link https://t.co/LdwFSptDCN
    SIFMA Mon 24 Aug 2020 12:08
  • MONDAY: Explore how #finserv should think about the journey to cloud. In a #SIFMAwebinar co-hosted by @IBM, learn how to enable faster innovation, greater agility in the #cloud while remaining secure and compliant: Link https://t.co/BcvlqnfGfr
    SIFMA Thu 06 Aug 2020 18:09
  • Announcing The Virtual Capital Markets Conference! SIFMA's 2020 Annual Meeting provides a forum for market participants to stay connected during this extraordinary time. Log in or create a profile to register today: Link #SIFMAannual #capitalmarkets #finreg https://t.co/69vR3flVFB
    SIFMA Thu 06 Aug 2020 14:49
  • RT @ASIFMAnews: “Asia Pacific is an inherently complex region, and susceptible to fragmentation.” This infographic visualizes the framewor…
    SIFMA Wed 05 Aug 2020 13:23
  • On August 4, explore the impact of digital and data transformation on #finserv and how agile back office operations can improve efficiency and enhance customer service. Join SIFMA and @TCS_BaNCS for this #SIFMAwebinar: Link #capitalmarkets #finops https://t.co/bkQazfcVYi
    SIFMA Mon 03 Aug 2020 12:05
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