• Everyone knows that kids are expensive, but are you aware of these 5 unexpected costs of raising a child?… Link
    FINRA Fri 19 Jul 2019 19:46

    You can add location information to your Tweets, such as your city or precise location, from the web and via third-party applications. You always have the option to delete your Tweet location history. Learn more

  • Are you a college student planning to intern in the financial services industry before you graduate? Prove you have… Link
    FINRA Fri 19 Jul 2019 15:06

    You can add location information to your Tweets, such as your city or precise location, from the web and via third-party applications. You always have the option to delete your Tweet location history. Learn more

  • Some #investors mistakenly believe that a firm must contact them first for a margin call to be valid. Learn the fac… Link
    FINRA Fri 19 Jul 2019 13:51

    You can add location information to your Tweets, such as your city or precise location, from the web and via third-party applications. You always have the option to delete your Tweet location history. Learn more

  • Last year, Reg Notice 18-20 encouraged firms to keep their Regulatory Coordinator informed if they engaged, or inte… Link
    FINRA Thu 18 Jul 2019 20:35

    You can add location information to your Tweets, such as your city or precise location, from the web and via third-party applications. You always have the option to delete your Tweet location history. Learn more

  • Bonds are complicated. Make sure you understand them before investing. Here's a primer to get you started.… Link
    FINRA Thu 18 Jul 2019 18:50

    You can add location information to your Tweets, such as your city or precise location, from the web and via third-party applications. You always have the option to delete your Tweet location history. Learn more

  • Protect yourself from #IdentityTheft using our Identity Theft Prevention Checklist: Link https://t.co/Ci3YAUNrQj
    FINRA Thu 18 Jul 2019 15:45

    Reports of lost laptops or security breaches at financial institutions can spark fears about identity theft. But these aren’t the only ways identity theft can happen. Use this checklist to safeguard your sensitive information and help keep identity thieves at bay:

  • The first step toward achieving #financialsecurity is to set clear goals. Here are some tips to get you started… Link
    FINRA Thu 18 Jul 2019 14:55

    You can add location information to your Tweets, such as your city or precise location, from the web and via third-party applications. You always have the option to delete your Tweet location history. Learn more

  • For brokers, you can check Link Link
    FINRA Thu 18 Jul 2019 14:35

    You can add location information to your Tweets, such as your city or precise location, from the web and via third-party applications. You always have the option to delete your Tweet location history. Learn more

  • RT @theCUBE365: EVP Steve Randich of FINRA relays why financial regulators pivoted to the public cloud. Link @FINRA @st…
    FINRA Thu 18 Jul 2019 13:50
  • Check out our latest Trade Reporting Notice for a reminder about firm obligations when submitting step-outs to FINR… Link
    FINRA Wed 17 Jul 2019 19:34

    You can add location information to your Tweets, such as your city or precise location, from the web and via third-party applications. You always have the option to delete your Tweet location history. Learn more

  • Can you feel confidence about retirement without knowing how much money you'll actually need to retire? A growing n… Link
    FINRA Wed 17 Jul 2019 18:14

    You can add location information to your Tweets, such as your city or precise location, from the web and via third-party applications. You always have the option to delete your Tweet location history. Learn more

  • Here's the 411 on Initial Coin Offerings, plus some time-tested tips to serve you well before investing in any new… Link
    FINRA Wed 17 Jul 2019 15:54

    You can add location information to your Tweets, such as your city or precise location, from the web and via third-party applications. You always have the option to delete your Tweet location history. Learn more

  • Just in: We've reached settlements with 56 firms and obtained a total of $89 million in restitution for nearly 110,… Link
    FINRA Wed 17 Jul 2019 13:34

    You can add location information to your Tweets, such as your city or precise location, from the web and via third-party applications. You always have the option to delete your Tweet location history. Learn more

  • Are you aware of the risks that come along with online data aggregators such as those used to organize your… Link
    FINRA Tue 16 Jul 2019 19:13

    You can add location information to your Tweets, such as your city or precise location, from the web and via third-party applications. You always have the option to delete your Tweet location history. Learn more

  • One in five Americans is struggling with #debt. Are you one of them? We have resources to help you manage your debt… Link
    FINRA Tue 16 Jul 2019 18:08

    You can add location information to your Tweets, such as your city or precise location, from the web and via third-party applications. You always have the option to delete your Tweet location history. Learn more

  • The latest @FINRAFoundation National Financial Capability Study shows that even though the economy has improved, ma… Link
    FINRA Tue 16 Jul 2019 15:08

    You can add location information to your Tweets, such as your city or precise location, from the web and via third-party applications. You always have the option to delete your Tweet location history. Learn more

  • ICYMI, earlier this month we posted a request for comment on a proposal to expand the alternative trading system (A… Link
    FINRA Tue 16 Jul 2019 14:23

    You can add location information to your Tweets, such as your city or precise location, from the web and via third-party applications. You always have the option to delete your Tweet location history. Learn more

  • The July Disciplinary Actions report is now available: Link https://t.co/0SBNbSk5Kr
    FINRA Mon 15 Jul 2019 20:57
  • RT @theCUBE365: EVP Steve Randich shares how FINRA moved from data warehousing to the public cloud with the help of AWS. https://t.co/deLW…
    FINRA Mon 15 Jul 2019 20:37
  • The latest @FINRAFoundation National Financial Capability Study found that the rising tide of the U.S. economy is n… Link
    FINRA Mon 15 Jul 2019 18:17

    You can add location information to your Tweets, such as your city or precise location, from the web and via third-party applications. You always have the option to delete your Tweet location history. Learn more

  • ICYMI, last week we released updated guidance on Credit for Extraordinary Cooperation. Watch the full video to lear… Link
    FINRA Mon 15 Jul 2019 17:07

    You can add location information to your Tweets, such as your city or precise location, from the web and via third-party applications. You always have the option to delete your Tweet location history. Learn more

  • True or false: Buying a single company's stock usually provides a safer return than a stock mutual fund. Take the f… Link
    FINRA Mon 15 Jul 2019 15:27

    You can add location information to your Tweets, such as your city or precise location, from the web and via third-party applications. You always have the option to delete your Tweet location history. Learn more

  • Are you at risk of investment fraud? Use our Risk Meter to find out: Link https://t.co/yKHt9jQWcm
    FINRA Fri 12 Jul 2019 21:19
  • Are you one of the 54% of Americans who is still in the dark on their retirement needs? Figure them out with the he… Link
    FINRA Fri 12 Jul 2019 19:59

    You can add location information to your Tweets, such as your city or precise location, from the web and via third-party applications. You always have the option to delete your Tweet location history. Learn more

  • A reminder that scammers may leverage the chaos that ensues in the wake of natural disasters like hurricanes to swi… Link
    FINRA Fri 12 Jul 2019 17:44

    You can add location information to your Tweets, such as your city or precise location, from the web and via third-party applications. You always have the option to delete your Tweet location history. Learn more

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